Circular No. (1) of 2015 Concerning the Freezing/Unfreezing of Accounts of Individuals Designated As Having Links to Terrorist Organizations, as per the UN Resolutions (Addressed to Licensed, UAE-Based Securities and Commodities Markets)

§Passage 1

Circular No. (1) of 2015 on / Apart Cudy 2015 Aiud (1) aly pave Freezing/Unfreezing Accounts of . _ .

Individuals Classified As Associated with Caw! Gala! Cillues spans lal Terrorist Groups and Organizations, Cl 1G iby Agta) Lats ag blah According to the United Nations ; ;

Resolutions baacall aa’! To: Licensed Securities and Commodities 4154) sed pal) abuill 5 Atal aio! il geal spol! Markets in the United Arab Emirates Saatall Ay yall ejay! After greetings, Agata Given the United Arab Emirate’s decision to as (aluill) d1siall dy pall OI LI Ad ga 18 Cle ely take part in the international efforts to combat 1) sLayu, «ula y¥l caged AnalSd Agall oggall terrorist financing—and with reference to the caltidly toatl dU cuit GV Gta! OY, United Nations Security Council Committees 011) 1988 5 (1999) 1267 «A 1 sa _ established under Resolutions 1267 (1999), 7 COND) 188 2 (979) MST 0 # cass 1988 (2011), and 1989 (2011) on listing and *ts#! G85 / As / Ale) Ob (2011) 1989 delisting (natural or judicial) persons classified #43 aeblink Cufives (Ou bie! / Guenh) Galas as associated with al-Qaeda and/or Taliban i daclill Gli gic Aeild Gye / gl} GLillb 45 ja sf Sac! from the al-Qaeda Sanctions List or the 1988 sgl Ley al JY) apeall cle Cins «1988 Anil List, please adhere to the following:

. [AML Blah / gel) Clase LY cg» sill enill Yi First: Instantly freeze any (cash, securities, OF.) pally CheLeally of AVL Laake (glu commodities) accounts of individuals, groups, LOAN tal ap y Rall cod tagll and organizations placed on the UN lists for ~~" **" oe ons Lael being associated with terrorist groups and ‘#42! GLebit pgbli gh (ules jaladis organizations as shown in these two links: Could) Galast M4 dial y http://www.un.org/sc/committees /1267/aq_ sanctions list.shtml http://www.un.org/sc/committees/1988/list.shtml Second: Unfreeze any (cash, securities, or / isl) Ghlss gle (irs yall yeni ola) sha commodities) accounts of delisted (natural or / Oxrpbl) Geli! (ale / 4d Glysi juridical) persons, according to the Security a<V! ciel G§ Gy Sad) Guobicy! Council Committees resolutions, as shown in Glusgaly leLeally 89! old saat! these two links: Let) Gytailall Ge GHA all Gligll, SIM tidy aly (Vol) ail Gd Legal

§Passage 2

elal} Uieild cyiininall Santall acl (tial scoala Galas I le 3 sie gl psy http://www.un.org/sc/committees/1267/delisting.shtml http://www.un.org/sc/committees/1988/delisting.shtml Third: Do not freeze, or refrain from receiving, Gus sl aladiul gl artiul aie gh tues auc bali or using any (cash, securities, or commodities) OS al |) (ale / 4d Glysl / Sg) accounts if the names and details do not entirely, le ee 4aUbis 4; dileial Uoliills clan! and undoubtedly, match those mentioned in the ail (4 Legal) sid) Giailill (4 5 Sie ga lists referred to under First. If in doubt, please «Lill Yas dys Y US, LLS (Yl) contact the Securities and Commodities Authority “49 ae Ghelsill Ga soli dA ay or the Central Bank’s Anti-Money Laundering gebaall 5 AML I 51 and Suspicious Cases Unit.

Fourth: Prepare an internal list of the (natural or / Osspbll Galadvl 4fslo Aild olac) sky juridical) persons placed on the UN lists, as l4dl Qyteitill 5 Gy) Saal Qu bie YI referred to under First, and update it daily in eas: dSdy Yassaiy (Vs!) ail (8 Legal! accordance with those lists. MAA als! s «ail gill AG ae Galbty Ly / azan’) Luly Vogl 4 3) Sdall Glel ja! Fifth: Instantly report the actions taken to (23435 clad BES ZeMREe Ae accounts to the Securities and fgal yal ALall Ciba glad! 530.5 cye dS EDL) clea Commodities Authority and the Central Bank’s slit Za gutall GYLat, Cl yall No, t-) Anti-Money Laundering and Suspicious Cases . a — 3 “ ; AML Gs! dap 5 GIS yal) Goal Unit as noted above. a sR QUk Bail lela Yl coy sf JSG abull, Sixth: SCA Circular (RR/169/2015) dated “M# Ate NBs Cubes! send cial] / sans 7 October 09, 2012, shall be cancelled. ; ae ;

(2015/169/E/55) Sy Aull aperd Gah slat .22012/10/09 st E54! Noncompliance exposes you to severe penalties Ven thy Baacball yy pall Sl jLeyl Al go of and sanctions in the United Arab Emirates and aboard.

For reporting purposes or other inquiries, 3 EDLY Galley pig SSIY! ay all jue eel sill Co

contact us at Gal Gl lagi! 44)

§Passage 3

(amltfc@sca.ae) Sincerely yours, 66 gail y al_sis'Y) Gila J pits | glad,

grasa! les ays cg ARN GaN ul . Audi) g AB yy Guayd ill Maryam Buti Al Suwaidi Deputy Chief Executive Officer For Licensing, Supervision & Enforcement e-N\o / \c/yaiGulh ue Enclosures: as above sdbe] 83 Las slid yall

Form to Report to the Securities and /agand Gldy AgLall gs! Aue Subs! ¢i gai Commodities Authority the s nf .

. Cydia) ywaldGY) Ghlua tread ele} Frozen/Unfrozen Accounts of Individuals ve . ° ‘ Classified as Associated with Terrorist aed) Cli yil lids Anta) Glades agbtai jl: Groups in Accordance with the United anal] Nations Resolutions

Company name: tA pill aul

First: Identical Names (Frozen/Unfrozen) (dpend glad} / dyent) Ale slau ssh

Name of Account Holder: aghall tat roplewall qualia aa!

Available Balance

Account Number: tulad! 4) a eG ee

en) nn a Ga

Third: Similar Names

Name of Account Holder: Sighall aye sit roll) Gala aud!

Available Balance

Account Number: riileall a) a G DQ sO nS nn (OE a en

Authorized Person in Charge Signature rds gueall yadicill aud gi