Circular No. (2) of 2015 Concerning the Freezing/Unfreezing of Accounts of Individuals Designated As Having Links to Terrorist Organizations, as per the UN Resolutions (Addressed to Companies Engaged in the Securities and Commodities Business in the UAE)

§Passage 1

Circular No. (2) of 2015 on / Aged Glds 2015 Aiud (2) e&y apart Freezing/Unfreezing Accounts of . 7 .

Individuals Classified As Associated with G#tiaeall Gala) Cilla traps 6a} Terrorist Groups and Organizations, C1 iby dle 4) GL git ag bls According to the United Nations — Resolutions Baill aa'dl To: Licensed Securities and Commodities bul y Atal) i) 93!) Shae (8 Adalal) cls dull I} Companies in the United Arab Emirates Santall day yell CL jLaY) Alyy After greetings, Agadl) te Given the United Arab Emirate’s decision to as (yluaill danidl Ay pall OILY 4a 18 Cle ely take part in the international efforts to combat (1) 3 LiYL, «la YI apci AndlSal Ayal 2 gall terrorist financing—and with reference to the till daniall aU Ctl GY) tial LY, United Nations Security Council Committees 2011) 1988 5 (1999) 1267 «A 1 sl _ established under Resolutions 1267 (1999), * CON) 1988 » (929) 167 S28 case 1988 (2011), and 1989 (2011) on listing and ®t! Je / ite / Abe) oUt (2011) 1989 delisting (natural or judicial) persons classified paletts ee blisl Cues (Ga biel / Guenh) palit as associated with al-Qaeda and/or Taliban 5) Sactéll Sli sic Leild Gye / gl) GLill 45 pa gl Sac from the al-Qaeda Sanctions List or the 1988 ragly Ley al SU! apeall cle Gans 61988 Anil List, please adhere to the following:

- [Ake Sly gl / Spal) Glue AY gy sill apeatll 9 9/ First: Instantly freeze any (cash, securities, Or.) pally CiLeLagly al SVL; Laake (eles commodities) accounts of individuals, groups, |. . bc) tlh ky yh edge and organizations placed on the UN lists for amie pene - O19 Sa} chills being associated with terrorist groups and “#2! Gleb) aghlsyl Utiies valais organizations as shown in these two links: sCusllall Gyalasl yg Aigsall s http://www.un.org/sc/committees /1267/aq_ sanctions list.shtml http://www.un.org/sc/committees/1988/list.shtml Second: Unfreeze any (cash, securities, or / Jlsel) Ghlss le (irs piel! areaill cll} shut commodities) accounts of delisted (natural or / Gaxpbhl) GelaSY! (als / Ad Gly5/ juridical) persons, according to the Security aeY) gid Q§ Gy Sddl Gy bicy! Council Committees resolutions, as shown in Glusgally Clelealls af a! oliy sasinll these two links: Lica) Gatailll Ge GHA i) lig, Sl yal tid, olds Vyl) ail Lagu! :F

§Passage 2

clad) Lisi cytisincll Srotall aa! tial Calla Gala yl gle 8A gis el_pl http://www.un.org/sc/committees/1267/delisting. shtml http://www.un.org/sc/committees/1988/delisting. shtml Third: Do not freeze, or refrain from receiving, lus col aladiul sf aDtiaal aie sl arent pac stint or using any (cash, securities, or commodities) GS al !3) (ahs / Age Glog / Shs) accounts if the names and details do not entirely, Ls as 4aUbie 4; daleiall Juoliill clan! and undoubtedly, match those mentioned in the ill (4 Legal) Local! Gyrisilall 8 ) Ste a lists referred to under First. If in doubt, please «Lal Yar dy Y US, LLG 5h) contact the Securities and Commodities Authority 442 a Jealsill Gay cla Ub (4, or the Central Bank’s Anti-Money Laundering _gebaall 5 4alLall (3) 5! and Suspicious Cases Unit.

Fourth: Prepare an internal list of the (natural or / Guspbhll GalaSYl Adsla Lali stac} sky juridical) persons placed on the UN lists, as bédl Guteilall 28 Gy) Sdall Quy bic YI referred to under First, and update it daily in ceeg: JSdy paaty (Vsh) ail 8 Leg! accordance with those lists. SG al UY 5 «ail gill AG ae Gilby Ly / sort) Lily Vol 4 5 Shall lela Fifth: Instantly report the actions taken to (axon ola iain sacciieimin to the Securities and gal yal GLa) CLs laall Samy (ya US EDL sland Commodities Authority and the Central Bank’s sind) da ytd) GYLM, lee Gud . . os 8 gtiall Yells lye naam —— and Suspicious Cases 4d) GW) Bay gill G ;

; QUE, Saddell lel al coy 98 JSG: elull y Sixth: SCA Circular (RR/169/2015) dated Se ei be Uihy CluLsall yeast cla / “ .

October 09, 2012, shall be cancelled. il ;

(2015/169/E/55) eBy Adsl aperd Gal slash .22012/10/09 4 E54! Be loa Ob ial Suze prs pai Ly al SY! pac Noncompliance exposes you to severe penalties Lem thy baal! day pall Gl Ley Alga gf and sanctions in the United Arab Emirates and aboard.

For reporting purposes or other inquiries, 3h EDLY! Gale ig SSIYI ay yall jue Seal sill Ca contact us at (Gal Gilad 4)

§Passage 3

(amltfc@sca.ae) Sincerely yours, 6«_pgneill 5 al_ sin! Gil SS pits | glundt

egal gles ps oA Gui gM Quili Gil g AL Ng Gay Jill Maryam Buti Al Suwaidi Deputy Chief Executive Officer For Licensing, Supervision & Enforcement SN0 [xc / Gu He Enclosures: as above odicl $3 Les :culad yall

Form to Report to the Securities and Jagan Gay AlLal) gly sil Ais Uba) A gai Commodities Authority the se «ak ae

- Cadinaall GalddY) Ghlus apapi sli] Frozen/Unfrozen Accounts of Individuals ue Classified as Associated with Terrorist aad) Oly) at lids Ante | Gladeit ag bli ls Groups in Accordance with the United sail! Nations Resolutions

Company name: AS dll au!

First: Identical Names (Frozen/Unfrozen)

Name of Account Holder: SB ghall sree sf pohuall Gale aul

Available Balance

Account Number: roileuall ad) eens en eS a PO Ga

Third: Similar Names

Name of Account Holder: rgiall due sIt poilawall Gala aul

Available Balance

Account Number: Glut af , eS a Qe a en (On a es

Authorized Person in Charge Signature rds qual (yadidll aud gi