Circular No. (2) of 2017 Concerning the List of Terrorist Individuals and Organizations Approved by the United Arab Emirates and its updates (addressed to securities and commodities markets)

CMA Circular No. 2/2017 of 2017 · UAE Federal · in force

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§Passage 1

Circular No. (2) of 2017 on List of 49) 4ai8 old, 2017 Aiud (2) 04) ayer Terrorist Groups and Organizations {Ley} 45. doce) Alay) GL elatill, Approved by the United Arab Emirates (gilisads Stata!) Aull To: Licensed Financial Service Companies cas Glows ga Adele!) ols dill ol) Operating in the United Arab Emirates {aval ci Luss ity ie ty AatLatt ddaiall After greetings,,, cocdesg Aue dat With reference to Cabinet Resolution No. (45) of (45) -4) ¢!o5s Ute Ip HL ay 2017 on the list of terrorist groups and GU—dJail, ot ai 4a pL 2017 4 organizations approved by the United Arab 4—x all ci —yl 45a) 3._deall Ale 59 Emirates, please adhere to the following: al jay! ell te Gag ch gt ty 5 ait eglt Ley First: Search and freeze any accounts (cash, Glos! /Ulpl) GhiLis Aol aseaty Gre Grad Yui securities, or commodities) of individuals, <.-§#)sSi-di) GLULSI, a YL Als (els / Ale groups, and organizations placed on the list of Gals—2Yt 3) 41 yall 4a 32 cinall y A Saoall Ait terrorist groups and organizations approved by @—4) a—e Geb al (Gg Le Yeh!) the United Arab Emirates, or those of associated (Aeailast (natural or juridical) persons. (List copy is attached) Second: Freeze funds received from, or on GLALSI 5 fy 8Yt Cpe Aabccall Shp oY) areas Lit behalf of, individuals, groups, and organizations 5) 4A gall ce baciedls 4 Grall Aid 28 Cy) Sd placed on the list, or those received from ett Osad pall (Quoin Y) / Gael) palady! associated (natural or juridical) persons, Third: Do not freeze, or refrain from receiving, cgi slast ial sf Mid aie | a sead pric Lith or using any (cash, securities, or commodities) Q—Si a1 13) (ab uals ily sl / dhs od) SLs accounts if the names and details do not entirely, (eae 4 iAbaie L_g dabei Jp coliilly ela ot and undoubtedly match those mentioned in the l_—i: Y JS) Llc 4_aililll Sa pt list. If in doubt, please contact the Securities and g—s deal sill > y tL dl Ja 45 ddl YU Commodities Authority or the Central Bank’s 4—galyedx—ay sf el —oolly dalla at) st dts Anti-Money Laundering and Suspicious Cases Aa gudiall GYLads Spe Gat Unit.

AML) Ce gheall Baas Ge JS El Lat Fourth: Instantly report the actions taken to —#4s5:—idl GYLalls Sy 29! St Aga yd freeze accounts to the Securities and “—whell gsi 4 iw 5 6 5}-—S pall 4» nll 4 cya 1 Andel

§Passage 2

Commodities Authority and the Central Bank’s G4) $i sid! Ciel ayo gsi ss Lill, Anti-Money Laundering and Suspicious Cases 4 4) el aty aS Ld Ly GUL ol ae Unit as noted above. (Form is attached) (lbSy! Giga Compliance with the above avoid you severe ci, gel (io y—xill Spiny pa Ly al 5 IY penalties and sanctions in the United Arab 4_y pl olay 459 §lLigs dp exalt de wall Emirates and aboard. Aga slag Saaiell Please contact us at rool gis SSTYN ay ll plates gay SID po oh amltfc@sca.ae

Sincerely yours, coc pall g al yin! (Sil ) gulls | glad y

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Adil} g AB y Gad il Dr. Maryam Buti Al Suwaidi Deputy Chief Executive Officer For Licensing, Supervision & Enforcement 2017/11/06 sat; jue Enclosures: as above adel $3 Les seul yall 4 (ya 2 Anica

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Form to Report to the Securities and tai gldy Ala gig) daa Ubd) cig Commodities Authority the Frozen .., JT pg bis ly Quiluaall Galddi Gllue Accounts of Individuals Classified as | ; ae Associated with Terrorist Groups in “#4 (45) a) FloJsll cules | pal lity Ata} Accordance with the Cabinet Resolution ete genally lash) Aad ol, 2017 No. (45) of 2017 on the list of terrorist .

«as Ale YI groups and organizations .

Company name: AS Ed) aul First: Identical Names (Frozen) (Gusen) AdjUas pla! Ys Name of Account Holder: A ghall tune ptt soil} Gialia aul Available Balance Account Number: sluall af 3 a ns nn I a PO Third: Similar Names Name of Account Holder: A giall dave roglauad) Galua aul Available Balance Account Number: pilus a8) a (OO nnn es Se Authorized Person in Charge Signature sg lpeeall Gaddill ad gi 4 oe 4 4ndroll

← Record: Circular 2/2017 on UAE terrorist list (markets)
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