Circular No. (4) of 2015 Concerning the List of Terrorist Individuals and Organizations Approved by the United Arab Emirates (addressed to licensed, UAE-based securities and commodities markets)

CMA Circular No. 4/2015 of 2015 · UAE Federal · in force

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§Passage 1

Circular No. (4) of 2015 on List of Cage ail Glas 2015 Adu (4) aby apart Terrorist Groups and Organizations oye “ Approved by the United Arab Emirates CISL A gay Baatinall Ayla SY! CLE gamuall Bacall 4 yall To: Licensed Securities and Commodities 4154 4.cad pall bully Atle agit algal cool] Markets operating in the United Arab Sandell Au pall cob Ley Emirates .

Agni! ou After greetings, aisat (41) pay ely 5gt yulee 143 QS] ylazb With reference to Cabinet Resolution No. (41) of _ “Leb aetl8 alts «2014 2014 on the list of terrorist groups and “sels Slade 4eile Ulay organizations issued in accordance with Federal (7) oa) wsled¥! ositau (4dt3 3 yatuall Aule Ql Law No. (7) of 2014 on combating terrorist . — ..

> a Y1 a sla, 2014 crimes, please adhere to the following: ne Set NA! pal ye AmaiKe Ohi “ual Toply Les pljUY! arom le First: Freeze any (cash, securities, or commodities) accounts of individuals, groups, and organizations placed on the list of terrorist groups and organizations approved by the United 41. (31) 4) / dt gel) Glas 4) auaty ge Coll Yh Arab Emirates, or those of associated (natural or Cully hae gally Clolealls ohh dol (elu (List copy is attached) IAS ce nally Sheth LAS gb ns Sia PY , OMA gh aia Gye Adaud gh ya) Al galls Sacinnalt Second: Freeze funds received from, or on ed? Ose s yall (Qu bie YI / Oueaaall) behalf of, individuals, groups, and organizations placed on the list, or those received from cicteally a 8Vr cye Aaliedl Myc! oad Lid associated (natural or juridical) persons. CLedail LG Gd yy Saal Gligll, Ghar sgall, { Lad gf Adults Sactenl! dala YI Tile genull Third: Do not freeze, or refrain from receiving, J ees . ° sy a Lie YI he 7 n al or using any (cash, securities, or commodities) 0 Oras jell (Ox oxaniall) Us accounts if the names and details do not entirely, .

and undoubtedly, match those mentioned in the GUles cel alasiul sb pdtiad aie] ound pre (Ub list. If in doubt, please contact the Securities and Chaaliilly clas! QSi al 13) (aka / Atle Gly sl / dh gal) Commodities Authority or the Central Bank’s 5) Sdall Aaitill (6 555d gs Le as Milan te Aaleiall Ani Money Laundering and Suspicious Cases 4st ah. celts ALA Vlas dh Y Stay Lele del mit. Sang sf gladly Ala GLsVt dim ae deal sl Gay Fourth: Instantly report the actions taken to Aa spiel OVA s hye! Just Agal ys

§Passage 2

freeze accounts to the Securities and Commodities Authority and the Central Bank’s (luc Agal gal AsLall GL sled Baay Ge US E2U) sb Anti-Money Laundering and Suspicious Cases GS pall Greely slid de gual) GLI, JI Pe) _ as noted hs elas goed SS ahulls Ud GiysV! ia, SPORES AACNe, Bhs) odel aily gi Ld lid, Cuca azn ylty Baia Noncompliance exposes you to severe penalties (td! Gigi

and sanctions in the United Arab Emirates and aboard. gst Ae glee Gly sied Sue jens aati Le al jiY! pac oO Aga Ley Sandell dy yell GLY! Ad 50

Please contact us at scgllill (py SIV) ay yall pladtal cm yp eSDLUI pe (gd amltfc@sca.ae Sincerely yours, cee pgadill y al sin Yl Gild CJ pats | glad y ly gull es ays iN Cpa oN ail Audi) g ANE Ng yay il Maryam Buti Al Suwaidi Deputy Chief Executive Officer For Licensing, Supervision & Enforcement

NO / XC / Gt pve Enclosures: as above ode) [S83 Ls :cilid yall

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Form to Report to the Securities and spend Glas Aalbal) aly 9h Aig jUbS) Gi gai Commodities Authority the Frozen CLs ag hl ly Cudiaaall Gold) Chloe Accounts of Individuals Classified as ;: aes Associated with Terrorist Groups in “4 (41) pfu Flatt Qwhne 1 pil Lay Al} Accordance with the cabinet Resolution Ce ganeall y Cadet) Lad olds 2014 No. (41) of 2014 on the list of terrorist .

on gs Ans OVI groups and organizations Company name: sAS pill paul! First: Identical Names (Frozen) Name of Account Holder: pial sya sit rethnuad) Ginlua aul Available Balance Account Number: roiluol a’, PO Ge eG DC a Pn Third: Similar Names Name of Account Holder: Sigil tune yl roilual} Gale aul Available Balance Account Number: lua! a4) nn ee Re PO Cn eS Authorized Person in Charge Signature rAggauall (yaducill a8 3

← Record: Circular 4/2015 on UAE terrorist list (markets)
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