Chairman of the Authority’s Board of Directors’ Resolution No. (02/ Chairman) of 2021 Amending the Chairman of the Authority's Board of Directors’ Resolution No. (22/Chairman) of 2018 Concerning the Regulation of Derivatives Contracts

§Preamble

Securities & Commodities Authority UAE

The Chairman of the Authority’s Board of Directors’ Decision No. (02/ Chairman) of 2021 amending the Chairman of the Authority’s Board of Directors’ Decision No. (22 /Chairman) of 2018 Concerning Regulation of Derivatives Contracts

The Federal Law No. (4) of 2000 concerning the Emirates Securities and Commodities Authority and Market, as amended;

The Federal Decree No. (103) of 2020 concerning the Formation of the Cabinet of the United Arab Emirates;

The Cabinet Resolution No. (13) of 2000 concerning the Regulations as to the Functioning of the Securities and Commodities Authority, as amended;

The Cabinet Resolution No. (18/1F) of 2021 concerning Reformation of the Board of Directors of Securities and Commodities Authority; The Chairman of the Authority’s Board of Directors’ Decision No. (22/Chairman) of 2018 concerning the Regulation of Derivatives Contracts;

The Chairman of the Authority’s Board of Directors’ Decision No. (32/Chairman) of 2018 concerning the Technical Service Fees Payable to the Authority;

Based on the approval of the Authority’s Board of Directors at its first meeting of the Seventh round held on 22/02/2021, and As required by the public interest, Decided:

§Article 1

Clause (5) of article (2) of The Chairman of the Authority’s Board of Directors’ Decision No. (22/Chairman) of 2018 concerning the Regulation of Derivatives Contracts shall be amended to read as follows:

"Fees and commissions related to implementation of the provisions of this Decision shall be collected according to the annex attached thereto"

§Article 2

The table attached to this Decision shall be approved and annexed to The Chairman of the Authority’s Board of Directors’ Decision No. (22/Chairman) of 2018 concerning the Regulation of Derivatives Contracts.

§Article 3

This Decision shall take effect from the issuance date thereof and shall be published in the Official Gazette.

Abdulla Bin Touq Al Marri Minister of Economy - Chairman of the Board of Directors

Issued in Abu Dhabi on 22/03/2021

Fees and commissions table that is annexed to the Chairman of the Authority’s Board of Directors’ Decision No. (22 /Chairman) of 2018

Concerning the Regulation of Derivatives Contracts

Authority Single stock Index Remarks

futures futures

The Market for every 0.00025 0.00005 Trading fees shall trading transaction in be calculated for the market each transaction as

follows: Contract's value * fees rate, as the contract value = number of contracts* contract volume * transaction price.

Central clearing for 0.00025 0.000025 Clearing fees shall every settlement and be calculated for clearing process each transaction as

follows: Contract's value * fees rate, as the contract value =

number of contracts* contract volume * transaction price.

Central clearing for 0.0005 0.0001 Clearing fees upon every settlement expiration shall be process upon calculated for the expiration of the open centers as contract follows:

Center value * fees rate, as the center's value = (purchase center + sale center) * contract volume * settlement price.

Financial brokerage This shall be specifically clarified in the agreement company for every made between it and the customer. trading transaction in the market

The Authority for According to the decisions issued by the Authority every trading concerning specification of the services fees transaction in the payable to it.

market